Automate CySEC & MiFID II Compliance.
Protect your firm with AI-powered detection of regulatory violations across all client communications. Reduce manual review by 80-90%.
Core Capabilities
End-to-End Compliance Pipeline
Accepts audio recordings, text transcripts, and chat logs. Supports batch uploads and real-time streaming to a secure data lake.
Converts audio to text using OpenAI Whisper. Identifies agent vs. client roles and timestamps utterances for precise tracking.
Detects explicit violations like 'guaranteed returns' with 100% confidence using predefined regulatory keywords.
Analyzes conversational context to detect subtle violations like implied guarantees or emotional manipulation.
Stores findings securely, provides a web dashboard for compliance officers, and exports detailed PDF reports for CySEC audits.
Built for Brokerages
NovraComp is trusted by compliance officers to manage risk across various critical touchpoints.
Post-Call Quality Assurance
Automatically review recorded sales calls for compliance violations. Pinpoint problematic statements with precision without manually listening to hours of audio.
Regulatory Audits
Generate comprehensive, CySEC-compliant PDF reports on demand. Maintain an immutable, searchable database of all analyzed communication flags.
Training & Education
Identify common agent mistakes regarding guaranteed returns, pressure selling, or misleading comparisons, and refine training programs continuously.
Risk Scoring
Evaluate overall agent performance and securely identify high-risk individuals requiring urgent intervention before fines are incurred.